SEC Form 4 · accession 0001249155-18-000075
Beeline Holdings, Inc. · BLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grover T. Wickersham
Officer — Chairman, CEO and President · Director · 10% Owner
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2018 | P | 8,000 | $6.3551 | A | 155,037 | D | |
| Common StockF2 | Nov 23, 2018 | P | 2,000 | $6.3295 | A | 157,037 | D | |
| Common StockF3 | holding | — | — | — | 60,370 | I | By Charitable Remainder Trust | |
| Common StockF4 | holding | — | — | — | 45,856 | I | By Irrevocable Trust | |
| Common StockF5 | holding | — | — | — | 238,727 | I | By Employee Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $6.26 to $6.399. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request of the Securities and Exchange Commission staff (the "SEC staff"), the Issuer or a security holder of the Issuer complete information regarding the number of shares sold at each separate price for each purchase transaction reported on this Form 4.
- F2This transaction was executed in multiple trades at prices ranging from $6.24 to $6.47. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request of the SEC staff, the Issuer or a security holder of the Issuer complete information regarding the number of shares sold at each separate price for each purchase transaction reported on this Form 4.
- F3The reporting person is a joint trustee of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F4The reporting person is the trustee of the Lindsay Anne Wickersham 1999 Irrevocable Trust (the "Irrevocable Trust"). The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F5The reporting person is the trustee of the Grover T. Wickersham, P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.