SEC Form 4 · accession 0001249155-18-000057
Beeline Holdings, Inc. · BLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grover T. Wickersham
Officer — Chairman of the Board and CEO · Director
Period of report
Sep 13, 2018
Accepted (ET)
Sep 13, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 13, 2018 | S | 50,000 | $7.75 | D | 45,856 | I | By Irrevocable Trust |
| Common Stock | holding | — | — | — | 147,037 | D | ||
| Common StockF3 | holding | — | — | — | 60,370 | I | By Charitable Remainder Trust | |
| Common StockF4 | holding | — | — | — | 238,727 | I | By Employees Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Lindsay Anne Wickersham 1999 Irrevocable Trust (the "Irrevocable Trust), an entity for which the reporting person serves as trustee (see Footnote 2), is the owner of the securities, which shares were sold in a private transaction to an unrelated party.
- F2The reporting person is the trustee of the Irrevocable Trust. The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F3The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F4The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.