SEC Form 4 · accession 0001249155-18-000055
Beeline Holdings, Inc. · BLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Shum
Officer — Chief Financial Officer
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2018 | S | 5,566 | $7.4645 | D | 33,934 | D | |
| Common StockF2 | Sep 7, 2018 | S | 4,038 | $7.6009 | D | 29,896 | D | |
| Common StockF3 | Sep 10, 2018 | S | 2,000 | $7.5036 | D | 27,896 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $7.45 to $7.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request from the Securities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all of the sales that make up this transaction.
- F2The transaction was executed in multiple trades at prices ranging from $7.50 to $7.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request from the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all of the sales that make up this transaction.
- F3The transaction was executed in multiple trades at prices ranging from $7.50 to $7.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request from the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all of the sales that make up this transaction.