SEC Form 4 · accession 0001249155-18-000035
Beeline Holdings, Inc. · BLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 19, 2018
Accepted (ET)
Jun 21, 2018 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2018 | P | 20,728 | $7.4622 | A | 555,441 | D | |
| Common StockF2 | Jun 20, 2018 | P | 6,208 | $7.877 | A | 561,649 | D | |
| Common StockF3,F4 | Jun 21, 2018 | P | 3,000 | $8.945 | A | 564,649 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $7.265 to $7.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the Securities and Exchange Commission (the "SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2This transaction was executed in multiple trades at prices ranging from $7.70 to $7.967. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3This transaction was executed in multiple trades at prices ranging from $8.89 to $9.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4Glenbrook Capital LP ("GBLP") is the direct beneficial owner of the shares of common stock. However, these shares are deemed to be indirectly beneficially owned by Glenbrook Capital Management ("GCM"), the general partner of GBLP. GCM disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that GCM is the beneficial owner of the shares described herein for purposes of Section 16 or for any other purpose.