SEC Form 4 · accession 0001249155-18-000006
Beeline Holdings, Inc. · BLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Shum
Officer — Chief Financial Officer
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534708
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2,F1 | $3.92 | Jan 8, 2018 | A | 50,000 | A | Mar 31, 2018 | Jan 8, 2028 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The options vest in eight quarterly installments of 6,250 shares over two years, commencing on March 31, 2018 and continuing thereafter on the last day of each succeeding fiscal quarter to and including December 31, 2019, subject to continued service with the Issuer on each respective vesting date.
- F2The options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.