SEC Form 4 · accession 0001249155-17-000064
Beeline Holdings, Inc. · BLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mick Fleming
Director
Period of report
Sep 17, 2017
Accepted (ET)
Sep 19, 2017 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2017 | M | 1,000 | $0.00 | A | 14,963 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Sep 17, 2017 | M | 1,000 | A | Sep 17, 2017 | Sep 17, 2017 | Common Stock | 1,000 | 1,000 | D |
| Restricted Stock UnitsF4,F2,F3 | — | Sep 17, 2017 | M | 1,000 | D | Sep 17, 2017 | Sep 17, 2017 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on September 17, 2017.
- F2Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of ESDI on September 15, 2017 (the last trading day before the September 17, 2017 award date, which fell on a weekend) was $3.78.
- F3All 1,000 RSUs vested immediately upon grant.
- F4The RSUs were granted pursuant to the Issuer's 2016 Equity Incentive Plan.