SEC Form 4 · accession 0001249155-17-000059
Beeline Holdings, Inc. · BLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grover T. Wickersham
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2017 | P | 5,000 | $3.8544 | A | 176,530 | I | By Employee Profit Sharing Plan |
| Common StockF2 | Aug 16, 2017 | P | 2,000 | $3.98 | A | 178,530 | I | By Employee Profit Sharing Plan |
| Common StockF3 | holding | — | — | — | 84,744 | I | By Irrevocable Trust | |
| Common StockF4 | holding | — | — | — | 42,440 | I | By Charitable Remainder Trust | |
| Common Stock | holding | — | — | — | 97,114 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $3.79 to $3.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request of the Securities and Exchange Commission, its staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.
- F2The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F3The reporting person is the trustee of the Lindsay Anne Wickersham 1999 Irrevocable Trust (the Irrevocable Trust"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F4The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.