SEC Form 4 · accession 0001249155-17-000039
Beeline Holdings, Inc. · BLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
GLENBROOK CAPITAL LP
10% Owner
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2017 | P | 153,846 | $1.30 | A | 1,599,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrants (right to buy)F1 | $2.50 | May 17, 2017 | P | 153,846 | A | May 17, 2017 | May 17, 2020 | Common Stock | 153,846 | 153,846 | D |
Explanation of responses
- F1The Common Stock reported in Table I and the Warrants reported in Table II were purchased together in a Unit, each Unit consisting of one share of Common Stock and one Warrant, at a purchase price of $1.30 per Unit. The Issuer did not allocate the Unit purchase price between the components of the Units.