SEC Form 4 · accession 0002021896-26-000008
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann M Kluppel
Officer — SVP and Controller
Period of report
Aug 7, 2026
Accepted (ET)
Aug 11, 2026 · 4:11 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2026 | M | 1,800 | $100.435 | A | 27,201 | D | |
| Common StockF1 | Aug 7, 2026 | S | 1,800 | $205.00 | D | 25,401 | D | |
| Common StockF1 | Aug 10, 2026 | M | 2,100 | $100.435 | A | 27,501 | D | |
| Common StockF1 | Aug 10, 2026 | M | 3,934 | $89.05 | A | 31,435 | D | |
| Common StockF2,F1 | Aug 10, 2026 | S | 2,100 | $210.6317 | D | 29,335 | D | |
| Common StockF1 | Aug 10, 2026 | S | 1,967 | $212.00 | D | 27,368 | D | |
| Common StockF1 | Aug 10, 2026 | S | 1,967 | $215.00 | D | 25,401 | D | |
| Common StockF3 | holding | — | — | — | 3,638 | I | By Phillips 66 Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $100.435 | Aug 7, 2026 | M | 1,800 | D | — | Feb 7, 2033 | Common Stock | 1,800 | 2,100 | D |
| Employee Stock Option (Right to Buy)F4 | $100.435 | Aug 10, 2026 | M | 2,100 | D | — | Feb 7, 2033 | Common Stock | 2,100 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $89.05 | Aug 10, 2026 | M | 3,934 | D | — | Feb 8, 2032 | Common Stock | 3,934 | 0 | D |
Explanation of responses
- F1Includes 4,720 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
- F2The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.135 to $210.72. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- F3Includes shares acquired through ongoing acquisitions under a 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
- F4The options became exercisable in three equal annual installments beginning on February 7, 2024.
- F5The options became exercisable in three equal annual installments beginning on February 8, 2023.