SEC Form 4 · accession 0001932551-26-000008
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard G Harbison
Officer — EVP, Refining
Period of report
Aug 12, 2026
Accepted (ET)
Aug 13, 2026 · 5:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2026 | M | 13,500 | $74.70 | A | 52,594 | D | |
| Common StockF1 | Aug 12, 2026 | M | 14,800 | $89.05 | A | 67,394 | D | |
| Common StockF1 | Aug 12, 2026 | M | 23,800 | $100.435 | A | 91,194 | D | |
| Common StockF2,F1 | Aug 12, 2026 | S | 52,100 | $223.7643 | D | 39,094 | D | |
| Common StockF3 | holding | — | — | — | 7,116 | I | By Phillips 66 Savings Plan | |
| Common Stock | holding | — | — | — | 40 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $74.70 | Aug 12, 2026 | M | 13,500 | D | — | Feb 9, 2031 | Common Stock | 13,500 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $89.05 | Aug 12, 2026 | M | 14,800 | D | — | Feb 8, 2032 | Common Stock | 14,800 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $100.435 | Aug 12, 2026 | M | 23,800 | D | — | Feb 7, 2033 | Common Stock | 23,800 | 0 | D |
Explanation of responses
- F1Includes 23,008 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
- F2The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.61 to $223.95. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes shares acquired through ongoing acquisitions under a 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
- F4The options became exercisable in three equal annual installments beginning on February 9, 2022.
- F5The options became exercisable in three equal annual installments beginning on February 8, 2023.
- F6The options became exercisable in three equal annual installments beginning on February 7, 2024.