SEC Form 4 · accession 0001534701-19-000012
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoria J Tschinkel
Director
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Jan 15, 2019 | A | 2,155 | $92.835 | A | 55,381 | D | |
| Common StockF6 | holding | — | — | — | 171 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual grant to non-employee directors of restricted stock units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs for Ms. Tschinkel lapse four years after date of grant.
- F2The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2019.
- F3On January 15, 2019, the restrictions on 3,213 RSUs lapsed and these RSUs converted to shares of Common Stock.
- F4Includes 9,508.7745 RSUs.
- F5Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1.
- F6Indirectly owned shares in daughter's name.