SEC Form 4 · accession 0001534701-18-000113
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Brian Ferguson
Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | P | 21,500 | $92.3061 | A | 21,500 | I | See footnote. |
| Common StockF2 | holding | — | — | — | 21,333 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This account is owned by an entity controlled by the reporting person and his spouse.
- F2Includes 21,098.5149 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-1. The restrictions on RSUs lapse on the retirement, death or disability of the non-employee director.