SEC Form 4 · accession 0001534701-18-000102
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Herman
Officer — Executive Vice President
Period of report
Aug 15, 2018
Accepted (ET)
Oct 1, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2018 | F | 233 | $122.0275 | D | 41,571 | D | |
| Common StockF2 | holding | — | — | — | 4,885 | I | Phillips 66 Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 19,449 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1 for 1 basis on the third anniversary of the date of grant.
- F2Includes shares acquired through on-going acquisitions under 401(k) plan and/or 401(k) automatic dividend reinvestments.