SEC Form 4 · accession 0001534701-18-000082
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chukwuemeka A. Oyolu
Officer — Vice President & Controller
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2018 | I | 829 | $118.16 | D | 0 | I | By Phillips 66 Savings Plan |
| Common Stock | May 17, 2018 | M | 6,900 | $74.135 | A | 8,177 | D | |
| Common Stock | May 17, 2018 | S | 6,900 | $120.00 | D | 1,277 | D | |
| Restricted Stock Units | holding | — | — | — | 23,153 | D | ||
| Common Stock | holding | — | — | — | 296 | I | Held by wife | |
| Common Stock | holding | — | — | — | 537 | I | Held by Wife in Phillips 66 Savings Plan | |
| Restricted Stock Units | holding | — | — | — | 700 | I | Held by Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $74.135 | May 17, 2018 | M | 6,900 | D | — | Feb 3, 2025 | Common Stock | 6,900 | 0 | D |
Explanation of responses
- F1Intra-plan transfer from the Phillips 66 stock fund to another fund within the Phillips 66 Savings Plan.
- F2The options became exercisable in three equal annual installments beginning on February 3, 2016.