SEC Form 4 · accession 0001534701-18-000033
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula Ann Johnson
Officer — Executive VP and Gen Counsel
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | Feb 5, 2018 | F | 2,505 | $98.59 | D | 15,893 | D | |
| Common StockF3 | holding | — | — | — | 31,850 | D | ||
| Common StockF4 | holding | — | — | — | 1,155 | I | By Phillips 66 Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
- F2The FMV amount is calculated using the average of the high and the low price from February 2, 2018.
- F3Totals reflect an increase in shares held and a decrease in Restricted Stock Units to reflect shares received upon the lapse of restrictions on Restricted Stock Units.
- F4Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.