SEC Form 4 · accession 0001534701-16-000137
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Loomis Jr.
Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 14, 2016 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | P | 12,680 | $78.8652 | A | 12,680 | D | |
| Common StockF1,F2 | holding | — | — | — | 17,240 | D | ||
| Common StockF3 | holding | — | — | — | 59,902 | I | Loomis Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
- F2Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1.
- F3Reported amount represents shares held by the Loomis Family Trust for the benefit of various family members of Mr. Loomis and for which Mr. Loomis serves as trustee and has voting and investment power. Mr. Loomis disclaims beneficial ownership of all securities held by the trust and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose.