SEC Form 4/A · accession 0001534701-16-000116

Phillips 66 · PSX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Feb 2, 2016

Accepted (ET)

Feb 9, 2016 · 2:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001534701

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Restricted Stock Units^F1,F2	Feb 2, 2016	A	36,379	$78.62	A	151,151	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3,F4	$78.62	Feb 2, 2016	A	169,400	A	—	Feb 2, 2026	Common Stock	169,400	169,400	D

F1Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniverary of the grant provided performance criteria are met.
F2The original Form 4 reporting this award contained an error in the calculation of Restricted Stock Units awarded on February 2, 2016, which also affected the total owned directly following the reported award. This amendment is being filed to correct (i) the number of Restricted Stock Units awarded, and (ii) the total owned directly following the reported award.
F3The original Form 4 reporting this award contained an error in the calculation of Stock Options awarded on February 2, 2016, which also affected the total owned directly following the reported award. This amendment is being filed to correct (i) the number of Stock Options awarded, and (ii) the total owned directly following the reported award.
F4The stock options become exercisable in three equal annual installments beginning February 2, 2017.