SEC Form 4 · accession 0001534701-16-000095
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoria J Tschinkel
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 19, 2016 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 15, 2016 | A | 2,578 | $77.605 | A | 14,149 | D | |
| Common Stock | holding | — | — | — | 27,373 | D | ||
| Common StockF3 | holding | — | — | — | 6,410 | I | See note | |
| Common StockF4 | holding | — | — | — | 86 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual grant to non-employee directors of restricted stock units that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse on the retirement, disability or death of the non-employee director.
- F2Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1.
- F3These shares are held in a joint account with the reporting person's spouse.
- F4Indirectly owned shares in daughter's name.