SEC Form 4 · accession 0001534701-15-000040
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chukwuemeka A. Oyolu
Officer — Vice President & Controller
Period of report
Feb 27, 2015
Accepted (ET)
Mar 2, 2015 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | Feb 27, 2015 | A | 245 | $74.135 | A | 612 | I | Held by Wife |
| Common StockF3,F4 | holding | — | — | — | 771 | I | Held by wife | |
| Common StockF4 | holding | — | — | — | 753 | I | By Phillips 66 Savings Plan | |
| Restricted Stock UnitsF1 | holding | — | — | — | 8,341 | D | ||
| Common StockF3 | holding | — | — | — | 1,850 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
- F2The grant date above is the date the RSU award agreement is made available for acceptance by the recipient. The effective date of the grant is February 3, 2015.
- F3Includes shares received upon the lapse of restrictions on Restricted Stock Units, which were previously reported in Table I holdings.
- F4Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.