SEC Form 4 · accession 0001534701-15-000016
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoria J Tschinkel
Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 15, 2015 | A | 2,853 | $59.59 | A | 34,656 | D | |
| Common StockF3 | Jan 15, 2015 | A | 1,306 | $0.00 | A | 35,962 | D | |
| Common StockF4 | holding | — | — | — | 6,496 | I | See note | |
| Common StockF5 | holding | — | — | — | 86 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2,F3 | $0.00 | Jan 15, 2015 | M | 1,306 | D | Jan 15, 2015 | Jan 15, 2015 | Common Stock | 1,306 | 2,678 | D |
Explanation of responses
- F1Annual grant to non-employee directors of restricted stock units that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse on the retirement, disability or death of the non-employee director.
- F2Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1.
- F3On January 15, 2015, the restrictions on the shares of common stock lapsed and were delivered to an account in the name of the reporting person.
- F4These shares are held in a joint account with the reporting person's spouse.
- F5Indirectly owned shares in daughter's name.