SEC Form 4 · accession 0001534701-15-000014
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold McGraw III
Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 1:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 15, 2015 | A | 2,853 | $59.59 | A | 8,589 | D | |
| Common Stock | holding | — | — | — | 500 | D | ||
| Common StockF3 | holding | — | — | — | 373 | I | See notes | |
| Common StockF4,F2 | holding | — | — | — | 6,115 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual grant to non-employee directors of restricted stock units that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse on the retirement, disability or death of the non-employee director.
- F2Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1.
- F3Reported amount represents shares purchased in discretionary accounts on behalf of the Harold W. McGraw Family Foundation, Inc., of which Mr. McGraw serves on the board, or various trusts for the benefit of various family members of Mr. McGraw and for which trusts Mr. McGraw serves as trustee and has voting and investment power. Mr. McGraw disclaims beneficial ownership of all securities held by the foundation and the trusts and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. These transactions are reported as small acquisitions under Rule 16a-6.
- F4In some years Mr. McGraw elected to receive his compensation as a director in the form of stock units that convert to Phillips 66 common stock on a 1-for-1 basis.