SEC Form 4 · accession 0001094891-16-000593
Tecnoglass Inc. · TGLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha L Byorum
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 9, 2016 · 11:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 8, 2016 | A | 44,000 | $0.00 | A | 124,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $8.00 | Sep 8, 2016 | D | 110,000 | D | Dec 20, 2013 | Dec 20, 2016 | Ordinary Shares | 110,000 | 0 | D |
Explanation of responses
- F1The reporting person disposed of 110,000 warrants in exchange for 44,000 ordinary shares in an issuer exchange offer.