SEC Form 5 · accession 0001521104-16-000001
Salient Midstream & MLP Fund · SMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Allen Reid
Officer — President and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Apr 21, 2016 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial Interest | Jun 16, 2014 | S | 6,000 | $27.1122 | D | 11,029 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The Form 5 filing is being filed late as the result of an administrative oversight.