SEC Form 4 · accession 0001209191-17-029626
BioAmber Inc. · BIOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Hartmann
Officer — Executive Vice President
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534287
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Option (right to buy)F1 | $2.26 | May 1, 2017 | A | 25,000 | A | — | May 1, 2027 | Common Shares | 25,000 | 25,000 | D |
Explanation of responses
- F1Vesting as follow: 100% at the earlier of (i) November 1, 2017 and (ii) the start date of the employment of the new Chief Executive Officer of the Corporation