SEC Form 4 · accession 0001209191-16-119216
BioAmber Inc. · BIOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Francois Huc
Officer — President and CEO · Director
Period of report
May 11, 2016
Accepted (ET)
May 11, 2016 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2016 | P | 10,000 | $3.219 | A | 154,222 | D | |
| Common StockF2 | holding | — | — | — | 20,345 | I | Registered Accounts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported represents the weighted average sale price of the shares purchased. The prices of the shares purchased in the reported transaction ranged from $3.19 to $3.25 per share. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price.
- F2Includes 20,345 shares of common stock held into registered accounts held by the Reporting Person or his immediate family