SEC Form 4 · accession 0001209191-16-118463
BioAmber Inc. · BIOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Hartmann
Officer — Executive Vice President
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2016 | P | 2,000 | $3.47 | A | 125,143 | D | |
| Common StockF2 | May 6, 2016 | P | 1,000 | $3.375 | A | 126,143 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | Registered Plan account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported represents the weighted average sale price of the shares purchased. The prices of the shares purchased in the reported transaction ranged from $3.45 to $3.49 per share. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price.
- F2The price reported represents the weighted average sale price of the shares purchased. The prices of the shares purchased in the reported transaction ranged from $3.30 to $3.45 per share. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price.