SEC Form 3 · accession 0001144204-17-017166
CION Investment Corp · CION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl Hedin
Director
Period of report
Mar 23, 2017
Accepted (ET)
Mar 29, 2017 · 10:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001F1 | holding | — | — | — | 7,702 | I | By The Hudson Partners Group Incentive Savings Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Hudson Partners Group Incentive Savings Trust (the "Trust") is the record holder of these shares. The reporting person is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the Trust.