SEC Form 4 · accession 0001533932-19-000079
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royal Cole
Officer — EVP, Head of North Am. Region
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 4, 2019 | M | 7,700 | $37.10 | A | 93,394 | D | |
| Class A Common Stock | Mar 4, 2019 | M | 7,184 | $50.01 | A | 100,578 | D | |
| Class A Common Stock | Mar 4, 2019 | M | 9,997 | $64.34 | A | 110,575 | D | |
| Class A Common Stock | Mar 4, 2019 | M | 7,791 | $82.07 | A | 118,366 | D | |
| Class A Common StockF1 | Mar 4, 2019 | S | 25,980 | $95.6277 | D | 92,386 | D | |
| Class A Common StockF2 | Mar 4, 2019 | S | 28,233 | $96.2816 | D | 64,153 | D | |
| Class A Common StockF3 | Mar 4, 2019 | S | 7,044 | $97.4278 | D | 57,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $97.72 | Mar 1, 2019 | A | 26,068 | A | — | Mar 1, 2029 | Class A Common Stock | 26,068 | 26,068 | D |
| Employee Stock Option (right to buy)F5 | $37.10 | Mar 4, 2019 | M | 7,700 | D | — | Feb 24, 2025 | Class A Common Stock | 7,700 | 0 | D |
| Employee Stock Option (right to buy)F6 | $50.01 | Mar 4, 2019 | M | 7,184 | D | — | Feb 17, 2026 | Class A Common Stock | 7,184 | 7,184 | D |
| Employee Stock Option (right to buy)F7 | $64.34 | Mar 4, 2019 | M | 9,997 | D | — | Feb 8, 2027 | Class A Common Stock | 9,997 | 7,997 | D |
| Employee Stock Option (right to buy)F8 | $82.07 | Mar 4, 2019 | M | 7,791 | D | — | Mar 2, 2028 | Class A Common Stock | 7,791 | 23,894 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.99 to $95.98,inclusive. The reporting person undertakes to provide to Worldpay, Inc., any security holder of Worldpay, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.99 to $96.98, inclusive. The reporting person undertakes to provide to Worldpay, Inc., any security holder of worldpay, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.99 to $97.79, inclusive. The reporting person undertakes to provide to Worldpay, Inc., any security holder of Worldpay, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- F4The options vest in three equal (subject to rounding) annual installments beginning on March 1, 2020.
- F5The option vests in four equal (subject to rounding) annual installments beginning February 24, 2016.
- F6The option vests in four equal (subject to rounding) annual installments beginning February 17, 2017.
- F7The option vests in three equal (subject to rounding) annual installments beginning February 8, 2018.
- F8The option vests in three equal (subject to rounding) annual installments beginning March 2, 2019.