SEC Form 5 · accession 0001533932-19-000022
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane Happach
Officer — Exec. VP, Global eCommerce
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $82.07 | Jul 26, 2018 | G | 31,685 | D | — | Mar 2, 2028 | Class A Common Stock | 31,685 | 0 | D |
| Employee Stock Option (right to buy)F2 | $82.07 | Jul 26, 2018 | G | 31,685 | A | — | Mar 2, 2028 | Class A Common Stock | 31,685 | 31,685 | I |
| Employee Stock Option (right to buy)F2,F3 | $82.07 | Jul 26, 2018 | G | 10,561 | D | — | — | Class A Common Stock | 10,561 | 0 | D |
| Employee Stock Option (right to buy)F2,F3 | $82.07 | Jul 26, 2018 | G | 10,561 | A | — | — | Class A Common Stock | 10,561 | 10,561 | I |
| Employee Stock Option (right to buy)F2 | $82.07 | Jul 27, 2018 | G | 31,685 | D | — | Mar 2, 2028 | Class A Common Stock | 31,685 | 0 | I |
| Employee Stock Option (right to buy)F2,F3 | $82.07 | Jul 27, 2018 | G | 31,685 | A | — | Mar 2, 2028 | Class A Common Stock | 31,685 | 31,685 | I |
| Employee Stock Option (right to buy)F2,F3 | $82.07 | Jul 27, 2018 | G | 10,561 | D | — | — | Class A Common Stock | 10,561 | 0 | I |
| Employee Stock Option (right to buy)F2,F3 | $82.07 | Jul 27, 2018 | G | 10,561 | A | — | — | Class A Common Stock | 10,561 | 10,561 | I |
Explanation of responses
- F1The reporting person transferred this option as a gift to his wife, who shares the reporting person's household.
- F2The options vest in three equal (subject to rounding) annual installments beginning on March 2, 2019.
- F3The options expire on March 2, 2028.
- F4The options were subsequently transferred as a gift to a Trust, of which the reporting person and his wife are beneficiaries.