SEC Form 4 · accession 0001533932-18-000185
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson F Greene
Officer — Chf Legal Officer & Secretary
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 15, 2018 | M | 7,043 | $21.95 | A | 45,102 | D | |
| Class A Common Stock | Aug 15, 2018 | M | 11,025 | $31.02 | A | 56,127 | D | |
| Class A Common Stock | Aug 15, 2018 | M | 10,870 | $37.10 | A | 66,997 | D | |
| Class A Common Stock | Aug 15, 2018 | M | 10,057 | $50.01 | A | 77,054 | D | |
| Class A Common Stock | Aug 15, 2018 | M | 4,726 | $64.34 | A | 81,780 | D | |
| Class A Common StockF2 | Aug 15, 2018 | S | 31,745 | $91.36 | D | 50,035 | D | |
| Class A Common StockF3 | Aug 15, 2018 | S | 5,000 | $92.31 | D | 45,035 | D | |
| Class A Common StockF4 | Aug 15, 2018 | S | 28,864 | $91.33 | D | 16,171 | D | |
| Class A Common StockF3 | Aug 15, 2018 | S | 4,800 | $92.29 | D | 11,371 | D | |
| Class A Common Stock | holding | — | — | — | 8,122 | I | By the Greene Family Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $21.95 | Aug 15, 2018 | M | 7,043 | D | — | Feb 27, 2023 | Class A Common Stock | 7,043 | 0 | D |
| Employee Stock Option (right to buy)F6 | $31.02 | Aug 15, 2018 | M | 11,025 | D | — | Feb 18, 2024 | Class A Common Stock | 11,025 | 0 | D |
| Employee Stock Option (right to buy)F7 | $37.10 | Aug 15, 2018 | M | 10,870 | D | — | Feb 24, 2025 | Class A Common Stock | 10,870 | 5,435 | D |
| Employee Stock Option (right to buy)F8 | $50.01 | Aug 15, 2018 | M | 10,057 | D | — | Feb 17, 2026 | Class A Common Stock | 10,057 | 10,057 | D |
| Employee Stock Option (right to buy)F9 | $64.34 | Aug 15, 2018 | M | 4,726 | D | — | Feb 8, 2027 | Class A Common Stock | 4,726 | 9,450 | D |
Explanation of responses
- F1The shares reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.76 to $91.75, inclusive. The reporting person undertakes to provide to Worldpay, Inc., any security holder of Worldpay, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), and (4) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.76 to $92.64, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.76 to $91.75, inclusive.
- F5The options are fully vested.
- F6The options are fully vested.
- F7The options vest in four equal (subject to rounding) annual installments beginning February 24, 2016.
- F8The options vest in four equal (subject to rounding) annual installments beginning February 17, 2017.
- F9The options vest in three equal (subject to rounding) annual installments beginning February 8, 2018.