SEC Form 4 · accession 0001533932-18-000102
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royal Cole
Officer — EVP, Head of North Am. Region
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 5, 2018 | M | 8,269 | $31.02 | A | 98,290 | D | |
| Class A Common Stock | Mar 5, 2018 | M | 7,699 | $37.10 | A | 105,989 | D | |
| Class A Common Stock | Mar 5, 2018 | M | 7,184 | $50.01 | A | 113,173 | D | |
| Class A Common Stock | Mar 5, 2018 | M | 5,997 | $64.34 | A | 119,170 | D | |
| Class A Common Stock | Mar 5, 2018 | S | 44,283 | $83.17 | D | 74,887 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $82.07 | Mar 2, 2018 | A | 31,685 | A | — | Mar 2, 2028 | Class A Common Stock | 31,685 | 31,685 | D |
| Employee Stock Option (right to buy)F2 | $31.02 | Mar 5, 2018 | M | 8,269 | D | — | Feb 18, 2024 | Class A Common Stock | 8,269 | 0 | D |
| Employee Stock Option (right to buy)F3 | $37.10 | Mar 5, 2018 | M | 7,699 | D | — | Feb 24, 2025 | Class A Common Stock | 7,699 | 7,700 | D |
| Employee Stock Option (right to buy)F4 | $50.01 | Mar 5, 2018 | M | 7,184 | D | — | Feb 17, 2026 | Class A Common Stock | 7,184 | 14,368 | D |
| Employee Stock Option (right to buy)F5 | $64.34 | Mar 5, 2018 | M | 5,997 | D | — | Feb 8, 2027 | Class A Common Stock | 5,997 | 17,994 | D |
Explanation of responses
- F1The options vest in three equal (subject to rounding) annual installments beginning on March 2, 2019.
- F2The option vests in four equal annual installments beginning on February 18, 2015.
- F3The option vests in four equal annual installments beginning February 24, 2016.
- F4The option vests in four equal annual installments beginning on February 17, 2017.
- F5The option vests in three equal (subject to rounding) annual installments beginning on February 8, 2018.