SEC Form 4 · accession 0001533932-18-000057
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royal Cole
Officer — EVP, Head of North Am. Region
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 17, 2018 | F | 282 | $76.84 | D | 70,881 | D | |
| Class A Common StockF2 | Feb 18, 2018 | M | 1,209 | $0.00 | A | 72,090 | D | |
| Class A Common Stock | Feb 18, 2018 | F | 351 | $76.84 | D | 71,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2014F3,F4 | — | Feb 18, 2018 | M | 1,209 | D | — | — | Class A Common Stock | 1,209 | 0 | D |
Explanation of responses
- F1These shares were withheld to cover tax withholding obligations upon the vesting of 1,000 shares of restricted stock on February 17, 2018.
- F2Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F3Each restricted stock unit represents a contingent right to receive one share of Worldpay, Inc. Class A common stock.
- F4On February 18, 2014, the reporting person was granted 4,835 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.