SEC Form 4 · accession 0001533932-17-000078
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royal Cole
Officer — Grp Pres, Merchant & FI Svcs
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 1, 2017 | M | 10,704 | $21.95 | A | 108,209 | D | |
| Class A Common Stock | Mar 1, 2017 | M | 8,269 | $31.02 | A | 116,478 | D | |
| Class A Common Stock | Mar 1, 2017 | M | 7,699 | $37.10 | A | 124,177 | D | |
| Class A Common Stock | Mar 1, 2017 | M | 7,183 | $50.01 | A | 131,360 | D | |
| Class A Common StockF2 | Mar 1, 2017 | S | 53,855 | $65.6759 | D | 77,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $21.95 | Mar 1, 2017 | M | 10,704 | D | — | Feb 27, 2023 | Class A Common Stock | 10,704 | 0 | D |
| Employee Stock Option (right to buy)F4 | $31.02 | Mar 1, 2017 | M | 8,269 | D | — | Feb 18, 2024 | Class A Common Stock | 8,269 | 8,269 | D |
| Employee Stock Option (right to buy)F5 | $37.10 | Mar 1, 2017 | M | 7,699 | D | — | Feb 24, 2025 | Class A Common Stock | 7,699 | 15,399 | D |
| Employee Stock Option (right to buy)F6 | $50.01 | Mar 1, 2017 | M | 7,183 | D | — | Feb 17, 2026 | Class A Common Stock | 7,183 | 21,552 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.22 to $66.15, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3The option, representing a right to purchase a total of 42,816 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 27, 2014.
- F4The option, representing a right to purchase a total of 33,076 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- F5The option, representing a right to purchase a total of 30,797 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 24, 2016.
- F6The option, representing a right to purchase a total of 28,735 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 17, 2017.