SEC Form 4 · accession 0001533932-17-000070
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie Ferris
Officer — Chief Financial Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 24, 2017 | M | 472 | $0.00 | A | 30,694 | D | |
| Class A Common StockF2 | Feb 24, 2017 | F | 146 | $65.79 | D | 30,548 | D | |
| Class A Common StockF1 | Feb 27, 2017 | M | 513 | $0.00 | A | 31,061 | D | |
| Class A Common StockF3 | Feb 27, 2017 | F | 159 | $65.80 | D | 30,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2015F4,F5 | — | Feb 24, 2017 | M | 472 | D | — | — | Class A Common Stock | 472 | 943 | D |
| Restricted Stock Units 2013F4,F6 | — | Feb 27, 2017 | M | 513 | D | — | — | Class A Common Stock | 513 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F2These shares were withheld to cover tax withholding obligations upon the vesting of 472 restricted stock units on February 24, 2017.
- F3These shares were withheld to cover tax withholding obligations upon the vesting of 513 restricted stock units on February 27, 2017.
- F4Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
- F5On February 24, 2015, the reporting person was granted 1,886 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 24, 2016.
- F6On February 27, 2013, the reporting person was granted 2,050 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 27, 2014.