SEC Form 4 · accession 0001533932-17-000068
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royal Cole
Officer — Grp Pres, Merchant & FI Svcs
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 24, 2017 | F | 534 | $65.79 | D | 96,581 | D | |
| Class A Common StockF2 | Feb 27, 2017 | M | 1,731 | $0.00 | A | 98,312 | D | |
| Class A Common StockF3 | Feb 27, 2017 | F | 807 | $65.80 | D | 97,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2013F4,F5 | — | Feb 27, 2017 | M | 1,731 | D | — | — | Class A Common Stock | 1,731 | 0 | D |
Explanation of responses
- F1These shares were withheld to cover tax withholding obligations upon the vesting of 1,146 shares of restricted stock on February 24, 2017.
- F2Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F3These shares were withheld to cover tax withholding obligations upon the vesting of 1,731 restricted stock units on February 27, 2017.
- F4Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A common stock.
- F5On February 27, 2013, the reporting person was granted 6,924 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 27, 2014.