SEC Form 4 · accession 0001533932-16-000448
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Thompson
Officer — SVP, Controller and CAO
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 29, 2016 | M | 3,667 | $0.00 | A | 12,488 | D | |
| Class A Common Stock | Jul 29, 2016 | F | 1,479 | $54.77 | D | 11,009 | D | |
| Class A Common StockF3 | Aug 1, 2016 | S | 1,888 | $53.81 | D | 9,121 | D | |
| Class A Common StockF4 | Aug 1, 2016 | S | 300 | $54.42 | D | 8,821 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units Mid-Year 2014F5,F6 | — | Jul 29, 2016 | M | 3,667 | D | — | — | Class A Common Stock | 3,667 | 3,668 | D |
Explanation of responses
- F1Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2016.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.36 to $54.22, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.37 to $54.45, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- F5Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
- F6Half of the restricted stock units vested on July 29, 2016, with the balance vesting in two equal annual installments beginning July 29, 2017.