SEC Form 4 · accession 0001533932-16-000435
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt Taylor
Officer — Grp Pres, IntPmt&Emrging Chnls
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 15, 2016 | M | 20,849 | $10.18 | A | 70,435 | D | |
| Class A Common Stock | Jul 15, 2016 | M | 13,899 | $11.73 | A | 84,334 | D | |
| Class A Common Stock | Jul 15, 2016 | M | 127,828 | $16.79 | A | 212,162 | D | |
| Class A Common StockF2 | Jul 15, 2016 | S | 162,576 | $59.0457 | D | 49,586 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $10.18 | Jul 15, 2016 | M | 20,849 | D | — | Jul 12, 2021 | Class A Common Stock | 20,849 | 0 | D |
| Employee Stock Option (right to buy)F3 | $11.73 | Jul 15, 2016 | M | 13,899 | D | — | Jul 12, 2021 | Class A Common Stock | 13,899 | 0 | D |
| Employee Stock Option (right to buy)F4 | $16.79 | Jul 15, 2016 | M | 127,828 | D | — | Sep 9, 2023 | Class A Common Stock | 127,828 | 81,354 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.88 to $59.45, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F3The option vested in seven equal (subject to rounding) quarterly installments on July 12, October 12, January 12 and April 12, beginning July 12, 2014 and ending January 12, 2016.
- F4The option vested with respect to 46,480 shares on September 9, 2014 and with respect to 81,350 shares in quarterly installments ending June 9, 2016. The remaining 81,352 options vest in quarterly installments on September 9, December 9, March 9 and June 9.