SEC Form 4/A · accession 0001533932-16-000428
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nelson F Greene
Officer — Chf Legal & Corp Svcs Officer
Period of report
May 18, 2016
Accepted (ET)
Jun 6, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 18, 2016 | M | 11,025 | $31.02 | A | 28,901 | D | |
| Class A Common StockF2 | May 18, 2016 | S | 11,025 | $53.909 | D | 17,876 | D | |
| Class A Common Stock | holding | — | — | — | 8,122 | I | By the Greene Family Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $31.02 | May 18, 2016 | M | 11,025 | D | — | Feb 18, 2024 | Class A Common Stock | 11,025 | 11,025 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.40 to $54.27, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3The option vests in four equal (subject to rounding) annual installments beginning February 18, 2015.