SEC Form 4 · accession 0001533932-16-000378
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royal Cole
Officer — Grp Pres, Merchant & FI Svcs
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 1, 2016 | M | 10,704 | $21.95 | A | 121,656 | D | |
| Class A Common Stock | Mar 1, 2016 | M | 16,538 | $31.02 | A | 138,194 | D | |
| Class A Common Stock | Mar 1, 2016 | M | 7,699 | $37.10 | A | 145,893 | D | |
| Class A Common Stock | Mar 1, 2016 | S | 34,941 | $52.4764 | D | 110,952 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $21.95 | Mar 1, 2016 | M | 10,704 | D | — | Feb 27, 2023 | Class A Common Stock | 10,704 | 10,704 | D |
| Employee Stock Option (right to buy)F3 | $31.02 | Mar 1, 2016 | M | 16,538 | D | — | Feb 18, 2024 | Class A Common Stock | 16,538 | 16,538 | D |
| Employee Stock Option (right to buy)F4 | $37.10 | Mar 1, 2016 | M | 7,699 | D | — | Feb 24, 2025 | Class A Common Stock | 7,699 | 23,098 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2015.
- F2The option, representing a right to purchase a total of 42,816 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 27, 2014.
- F3The option, representing a right to purchase a total of 33,076 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- F4The option, representing a right to purchase a total of 30,797 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 24, 2016.