SEC Form 4 · accession 0001533932-16-000376
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Thompson
Officer — SVP, Controller and CAO
Period of report
Feb 27, 2016
Accepted (ET)
Mar 1, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 27, 2016 | A | 8,200 | $0.00 | A | 15,030 | D | |
| Class A Common StockF2 | Feb 27, 2016 | F | 2,535 | $52.17 | D | 12,495 | D | |
| Class A Common StockF3 | Feb 27, 2016 | M | 512 | $0.00 | A | 13,007 | D | |
| Class A Common Stock | Feb 27, 2016 | F | 186 | $52.17 | D | 12,821 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2013F4,F5 | — | Feb 27, 2016 | M | 512 | D | — | — | Class A Common Stock | 512 | 513 | D |
Explanation of responses
- F1Represents the settlement in common stock of performance share units which vested on February 27, 2016 following satisfaction of certain performance-related conditions to vesting.
- F2These shares were withheld to cover tax withholding obligations when 8,200 performance share units vested on February 27, 2016.
- F3Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F4Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
- F5The restricted stock units vest in two equal (subject to rounding) annual installments beginning February 27, 2016.