SEC Form 4 · accession 0001533932-16-000344
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Thompson
Officer — SVP, Controller and CAO
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 18, 2016 | M | 266 | $0.00 | A | 6,713 | D | |
| Class A Common Stock | Feb 18, 2016 | F | 97 | $50.00 | D | 6,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $50.01 | Feb 17, 2016 | A | 8,620 | A | — | Feb 17, 2026 | Class A Common Stock | 8,620 | 8,620 | D |
| Restricted Stock Units 2016F3,F4 | — | Feb 17, 2016 | A | 1,199 | A | — | — | Class A Common Stock | 1,199 | 1,199 | D |
| Restricted Stock Units 2014F3,F5 | — | Feb 18, 2016 | M | 266 | D | — | — | Class A Common Stock | 266 | 532 | D |
Explanation of responses
- F1Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F2The option vests in four equal annual (subject to rounding) annual installments beginning on February 17, 2017.
- F3Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
- F4The restricted stock units vest in four equal (subject to rounding) annual installments beginning February 17, 2017.
- F5On February 18, 2014, the reporting person was granted 1,063 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.