SEC Form 4 · accession 0001533932-16-000338
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royal Cole
Officer — Grp Pres, Merchant & FI Svcs
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 17, 2016 | A | 3,999 | $0.00 | A | 102,319 | D | |
| Class A Common StockF2 | Feb 18, 2016 | M | 1,209 | $0.00 | A | 103,528 | D | |
| Class A Common Stock | Feb 18, 2016 | F | 438 | $50.00 | D | 103,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $50.01 | Feb 17, 2016 | A | 28,735 | A | — | Feb 17, 2026 | Class A Common Stock | 28,735 | 28,735 | D |
| Restricted Stock Units 2014F4,F5 | — | Feb 18, 2016 | M | 1,209 | D | — | — | Class A Common Stock | 1,209 | 2,418 | D |
Explanation of responses
- F1This is time-based restricted stock that vests in four equal (subject to rounding) annual installments beginning February 17, 2017.
- F2Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F3The option vests in four equal (subject to rounding) annual installments beginning on February 17, 2017.
- F4Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A common stock.
- F5On February 18, 2014, the reporting person was granted 4,835 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.