SEC Form 4 · accession 0001533932-15-000253
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniela Mielke
Officer — Ch. Strategy & Product Officer
Period of report
Oct 21, 2015
Accepted (ET)
Oct 23, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 21, 2015 | M | 8,562 | $0.00 | A | 13,229 | D | |
| Class A Common Stock | Oct 21, 2015 | F | 3,693 | $45.85 | D | 9,536 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2013F2,F3 | — | Oct 21, 2015 | M | 8,562 | D | — | — | Class A Common Stock | 8,562 | 17,123 | D |
| Restricted Stock Units 2F1,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 10,173 | 10,173 | D |
| Restricted Stock Units 2014F1,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 3,385 | 3,385 | D |
| Employee Stock Option (right to buy)F6 | $31.02 | holding | — | — | — | — | Feb 18, 2024 | Class A Common Stock | 30,871 | 30,871 | D |
| Employee Stock Option (right to buy)F7 | $37.10 | holding | — | — | — | — | Feb 24, 2025 | Class A Common Stock | 28,985 | 28,985 | D |
Explanation of responses
- F1Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F2Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock
- F3On October 21, 2013, the reporting person was granted 34,246 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning October 21, 2014.
- F4On February 3, 2014, the reporting person was granted 13,563 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 3, 2015.
- F5On February 18, 2014, the reporting person was granted 4,513 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- F6The option vests in four equal (subject to rounding) annual installments beginning February 18, 2015.
- F7The option vests in four equal annual installments beginning February 24, 2016.