SEC Form 4 · accession 0001533932-15-000087
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Royal Cole
Officer — President, Fin. Institutions
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 27, 2015 | M | 1,731 | $0.00 | A | 99,522 | D | |
| Class A Common Stock | Feb 27, 2015 | F | 519 | $36.99 | D | 99,003 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2013F2,F3 | — | Feb 27, 2015 | M | 1,731 | D | — | — | Class A Common Stock | 1,731 | 3,462 | D |
| Restricted Stock Units 2014F2,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 3,627 | 3,627 | D |
| Employee Stock Option (right to buy)F5 | $37.10 | holding | — | — | — | — | Feb 24, 2025 | Class A Common Stock | 30,797 | 30,797 | D |
| Employee Stock Option (right to buy)F6 | $31.02 | holding | — | — | — | — | Feb 18, 2024 | Class A Common Stock | 33,076 | 33,076 | D |
| Employee Stock Option (right to buy)F7 | $21.95 | holding | — | — | — | — | Feb 27, 2023 | Class A Common Stock | 42,816 | 42,816 | D |
Explanation of responses
- F1Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F2Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A common stock.
- F3On February 27, 2013, the reporting person was granted 6,924 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 27, 2014.
- F4On February 18, 2014, the reporting person was granted 4,835 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- F5The option vests in four equal annual installments beginning February 24, 2016.
- F6The option vests in four equal annual installments beginning on February 18, 2015.
- F7The option vests in four equal annual installments beginning on February 27, 2014.