SEC Form 4 · accession 0001533932-15-000058
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Thompson
Officer — SVP, Controller and CAO
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 18, 2015 | M | 265 | $0.00 | A | 27,211 | D | |
| Class A Common Stock | Feb 18, 2015 | F | 80 | $38.29 | D | 27,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2014F2,F3 | — | Feb 18, 2015 | M | 265 | D | — | — | Class A Common Stock | 265 | 798 | D |
| Restricted Stock Units Mid-Year 2014F2,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 7,335 | 7,335 | D |
| Restricted Stock UnitsF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 1,538 | 1,538 | D |
| Employee Stock Option (right to buy)F6 | $21.95 | holding | — | — | — | — | Feb 27, 2023 | Class A Common Stock | 12,676 | 12,676 | D |
| Employee Stock Option (right to buy)F7 | $31.02 | holding | — | — | — | — | Feb 18, 2024 | Class A Common Stock | 7,276 | 7,276 | D |
Explanation of responses
- F1Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F2Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
- F3On February 18, 2014, the reporting person was granted 1,063 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- F4Half of the restricted stock units vest on July 29, 2016, with the balance vesting in two equal annual installments beginning July 29, 2017.
- F5The restricted stock units vest in three equal annual installments beginning February 27, 2015.
- F6The option became exercisable as to 3,169 shares on February 27, 2014, and becomes exercisable as to the remaining 9,507 shares in three equal annual installments beginning February 27, 2015.
- F7The options vest in four equal annual installments beginning February 18, 2015.