SEC Form 4 · accession 0001593968-17-001156
Amplify Energy Corp. · AMPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederic F Brace
Officer — President and CEO · Director
Period of report
Oct 21, 2017
Accepted (ET)
Oct 23, 2017 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533924
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2017 | M | 109,820 | $14.75 | A | 125,046 | D | |
| Common Stock | Oct 21, 2017 | F | 41,146 | $14.75 | D | 83,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Employee right to buy)F1 | $19.66 | holding | — | — | — | — | Oct 21, 2026 | Common Stock | 131,773 | 131,773 | D |
Explanation of responses
- F1Pursuant to Amendment No. 1 to Executive Employment Agreement for Frederic F. Brace, all unvested awards under the Companys 2016 Long Term Incentive Plan vest on October 21, 2017.