SEC Form 4 · accession 0001104659-15-078343
Amplify Energy Corp. · AMPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533924
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | S | 300 | $4.25 | D | 3,016,912 | D | |
| Common StockF1 | Nov 10, 2015 | S | 100 | $4.28 | D | 3,016,812 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held directly by R/C IV Eagle Holdings, L.P. ("Eagle Holdings"). R/C Energy GP IV, LLC ("Ultimate R/C GP") is the general partner of Riverstone/Carlyle Energy Partners IV, L.P. ("R/C GP"), which is the general partner of Eagle Holdings. Each of Ultimate R/C GP and R/C GP may be deemed to indirectly own the shares directly owned by Eagle Holdings.