SEC Form 5 · accession 0001533526-19-000025
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale R Taylor
Officer — President - GBC Metals, LLC
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2019 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commn Stock, par value $0.01 per shareF1 | Aug 24, 2017 | L | 15 | $29.0898 | A | 12,528 | D | |
| Commn Stock, par value $0.01 per shareF2 | Nov 22, 2017 | L | 14 | $32.50 | A | 12,542 | D | |
| Commn Stock, par value $0.01 per shareF3 | Mar 2, 2018 | L | 15 | $28.90 | A | 18,335 | D | |
| Commn Stock, par value $0.01 per shareF4 | May 25, 2018 | L | 14 | $32.15 | A | 18,349 | D | |
| Commn Stock, par value $0.01 per shareF5 | Aug 22, 2018 | L | 18 | $36.45 | A | 18,367 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects total shares owned as of December 31, 2017 and includes 15.176 shares acquired on August 24, 2017 in connection with a broker administered dividend reinvestment.
- F2Reflects total shares included in footnote 1 and 13.612 shares acquired on November 22, 2017 in connection with a broker administered dividend reinvestment.
- F3Reflects total shares owned as of December 31, 2018 and includes 15.336 shares acquired on March 2, 2018 in connection with a broker administered dividend reinvestment. Also includes 28.788 shares acquired in 2017 in connection with a broker administered dividend reinvestment that are being reported late due to inadvertent administrative error.
- F4Reflects total shares included in footnote 3 and 13.814 shares acquired on May 25, 2018 in connection with a broker administered dividend reinvestment.
- F5Reflects total shares included in footnote 4 and 18.311 shares acquired on August 22, 2018 in connection with a broker administered dividend reinvestment.
Remarks
Note: This report applies to previously unreported small acquisitions in connection with a broker administered dividend reinvestment during the Issuer's fiscal years ended December 31, 2017 and December 31, 2018. The 2017 transactions are being reported late due to inadvertent administrative error.