SEC Form 5 · accession 0001533526-19-000023
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Toler
Officer — Executive Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Feb 14, 2019 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jun 13, 2014 | L | 1 | $16.60 | A | 22,090 | D | |
| Common Stock, par value $0.01 per shareF2 | Sep 9, 2014 | L | 4 | $14.81 | A | 22,094 | D | |
| Common Stock, par value $0.01 per shareF3 | Dec 1, 2014 | L | 5 | $12.38 | A | 22,099 | D | |
| Common Stock, par value $0.01 per shareF4 | Mar 6, 2015 | L | 31 | $14.24 | A | 29,060 | D | |
| Common Stock, par value $0.01 per shareF5 | May 28, 2015 | L | 31 | $17.11 | A | 29,091 | D | |
| Common Stock, par value $0.01 per shareF6 | Aug 27, 2015 | L | 32 | $18.14 | A | 29,123 | D | |
| Common Stock, par value $0.01 per shareF7 | Nov 24, 2015 | L | 26 | $22.85 | A | 29,149 | D | |
| Common Stock, par value $0.01 per shareF8 | Mar 4, 2016 | L | 26 | $22.42 | A | 32,449 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects total shares owned as of December 31, 2014 and includes 0.976 shares acquired on June 13, 2014 in connection with a broker administered dividend reinvestment.
- F2Reflects total shares included in footnote 1 above and 4.069 shares acquired on September 9, 2014 in connection with a broker administered dividend reinvestment.
- F3Reflects total shares included in footnote 2 above and 4.881 shares acquired on December 1, 2014 in connection with a broker administered dividend reinvestment.
- F4Reflects total shares owned as of December 31, 2015 and includes 30.59 shares acquired on March 6, 2015 in connection with a broker administered dividend reinvestment. Also includes 9.926 shares acquired in 2014 in connection with a broker administered dividend reinvestment that are being reported late due to inadvertent administrative error.
- F5Reflects total shares included in footnote 4 above and 31.494 shares acquired on May 28, 2015 in connection with a broker administered dividend reinvestment.
- F6Reflects total shares included in footnote 5 above and 32.328 shares acquired on August 27, 2015 in connection with a broker administered dividend reinvestment.
- F7Reflects total shares included in footnote 6 above and 25.717 shares acquired on November 24, 2015 in connection with a broker administered dividend reinvestment.
- F8Reflects total shares owned as of December 31, 2016 and includes 26.253 shares acquired on March 4, 2016 in connection with a broker administered dividend reinvestment. Also includes 130.055 shares acquired in 2014 and 2015 in connection with a broker administered dividend reinvestment that are being reported late due to inadvertent administrative error.
Remarks
Note: This report applies to previously unreported small acquisitions in connection with a broker administered dividend reinvestment during the Issuer's fiscal years ended December 31, 2014, December 31, 2015 and December 31, 2016. These transactions are being reported late due to inadvertent administrative error.