SEC Form 4 · accession 0001533526-19-000020
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Kern
Officer — VP - Human Resources
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value, $0.01 per shareF1 | Feb 8, 2019 | A | 3,547 | $0.00 | A | 17,853 | D | |
| Common Stock par value, $0.01 per shareF2 | Feb 9, 2019 | F | 612 | $31.01 | D | 17,241 | D | |
| Common Stock par value, $0.01 per shareF3 | Feb 8, 2019 | F | 229 | $30.92 | D | 17,012 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Common Stock is restricted as of the date of grant. The shares will vest and become unrestricted in three equal installments over three years. The first third of the shares will vest on February 8, 2020, the second third on February 8, 2021 and the last third on February 8, 2022.
- F2Shares withheld by the Issuer to satisfy the minimum tax withholding requirements upon vesting of certain restricted stock granted on February 9, 2017 and February 9, 2018 that vest in three equal installments on the first three anniversaries of the grant date.
- F3Shares withheld by the Issuer to satisfy the minimum tax withholding requirements upon vesting of certain restricted stock granted on February 11, 2016 that vest in three equal installments on the first three anniversaries of the grant date.